Client Notes – OSC Update on Compliance and Registrant Regulation
201909.24
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Client Notes – OSC Update on Compliance and Registrant Regulation

by in Corporate Finance, Public Companies

The OSC Compliance and Registrant Regulation Branch (CRR) published the Summary Report for Dealers, Advisers and Investment Fund Managers (OSC Staff Notice 33-750) on August 8, 2019. The report provides information for exempt market dealers (EMDs), investment fund managers (IFMs), portfolio managers (PMs) and scholarship plan dealers. In Ontario, there are 1,053 firms registered in…

Client Notes – Franchise Updates
201909.05
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Client Notes – Franchise Updates

by in Franchise

Executive Summary Franchisors, current franchisees and prospective franchisees take notice! There have been a series of changes to the Arthur Wishart Act (Ontario) (the “Act”), Ontario’s franchise legislation. Some of these changes include a broadened definition of “franchise,” which may increase the number of business relationships covered by the Act. As current franchise owners are…